Between the Lines: Interpreting Welfare Rights.
By R. Shep Melnick. Washington, D.C.: The Brookings Institution,
1994. 344 p. $36.95 ©, $16.95 (p).
Among the influences on American public policymaking, policy scholars
have slighted statutory interpretation by the judiciary. Using
insights derived from case studies of the judicial interpretation
of statutes and subordinate rulemaking and adjudicatory practices
in three welfare programs, R. Shep Melnick attempts to close this
gap in the public policy literature. Contrary to recent arguments
by Gerald Rosenberg, Melnick convincingly illustrates that federal
district courts are significant generators of policy change. The
result is an important, if incomplete, delineation of the role
of the federal judiciary in the expansion of a nationalized and
legalized system of entitlements to AFDC payments, food stamps,
and education for the handicapped.
Among its attributes, Melnick's study has three especially admirable
features. First, because of the dearth of detailed studies, he
succeeds in drawing attention to the political significance of
statutory interpretation. He discloses how judicial use of ambiguous
statutory language contributed to the modification or redirection
of the three programs. Also he indicates the exceptional consequences
of this form of judicial activity for the content and costs of
the welfare programs. He demonstrates statutory interpretation
to be significant for the polity as the practice of constitutional
interpretation.
Second, because the bulk of the book is composed of excellent
policy histories, Melnick does more than discuss the judicial
role in policy formulation and implementation. He provides richly
detailed information about the interplay of courts and other policymakers
that assist our general understanding of the growth of entitlement
bureaus and their budgets and the political conflict about entitlement
programs. Third, Melnick discloses how the institutional structure
of American politics abets creative judicial statutory interpretation
and often prevents the effective review of lower federal court
rulings. In the spirit of the new institutionalism in political
science, he describes how the structure of institutional rules
prevent the policing of district court statutory interpretation
by the Supreme Court, allow interest groups to pursue policy modifications,
and induce sporadic congressional adjustment of judicial interpretations.
More problematic is Melnick's effort to explain the extent and
nature of judicial intervention and modification of the three
policies. At various places in the book, he sets forth nearly
every variable that potentially contributes to an explanation
of the extent and nature of judicial interpretations of the three
policies. However , at no point are the variables examined as
a unit or through a comparative analysis of their influence on
the judicial interpretations of each program. For example, in
Chapter Thirteen he discusses the influence of the constitutive
power of the rule of law and what Stuart Scheingold has called
the "myth of rights" on all participants in these policy
arenas. Chapter One addresses the importance of statutory text
and the lack of standards for the judicial reading of these texts.
Chapters Two and Twelve discuss the influence of fragmented party
government, Congressional operations, electoral and policy incentives,
and separated powers on judicial interpretative discretion. The
influence of judicial attitudes, often too crudely decried in
activist-restraint terms, surfaces in Chapters Two, Three, and
sporadically throughout the rest of the book. In his chapters
on the specific programs judicial learning from earlier personal
rights litigation, interest group litigation practices, and the
Congressional ideology of entitlements also gain mention as influences
on judicial interpretation. Only agency ideology and agency institutional
practices in rulemaking and rule adjudication on policy formulation
and implementation receive limited consideration as influences
on judicial interpretations. Unfortunately, his inability to put
these insights together in a comparative appraisal and derive
a causative explanation detracts from the impact of his promising
analysis of an important participant in welfare policy arena.
Richard A. Brisbin, Jr.
West Virginia University